These questions and answers are formulated from those received by the service
during staff training sessions.
Do we break
the Data Protection Act if we disclose information?
The Freedom of Information Act is about
non personal information such as policies and procedures. We would not
disclose personal data about an individual. There is an exemption for
personal data in the Freedom of Information Act.
There will be an
overlap with personal data and non personal information. How will we
deal with these issues?
General procedures and guidelines will
come under the Freedom of Information Act and Personal data will be dealt with
under the Data Protection Act.
What about unstructured
personal data such as notes and opinions given in a meeting?
They would come under the FOI Act exemption
for personal data and would be dealt with under the Data Protection Act.
What about personal
notes taken at meetings?
These come under FOI and may be disclosed.
How long should we
be keeping minutes?
It depends on whether you are the department/service
responsible for recording the official minutes. If you are then you need
to keep the signed off mintues - further guidance can be found in the University's
Retention Schedule. There is no need for other departments or services to
keep their copy.
Does this mean that
all paper copies of minutes need to be kept?
No, not if there is an electronic copy
held by the department responsible.
Do minutes of meetings
come under FOI?
Yes. However, any personal data in the
minutes will be exempt under FOI, that information may be blanked out.
What if the information
has been shredded because I think the minutes of a particular meeting are held
by someone else?
The secretary of the Committee is the
person who has the responsibility for the signed off copy of the minutes and
they should be retained as detailed in the Bangor University Retention
Schedule.
There may be commercial
sensitivity in minutes if courses and module plans are discussed. How will this
be affected?
If this is the case then s.43 of the
Act will apply, and we would consider blanking out those parts that are exempt
and explain to the requestor that information has been taken out under that
particular exemption. However we would also need to consider the public interest
in disclosing despite the exemption.
What if the information
is not available?
If the information is genuinely not there
then it is not "recorded information" as defined by the Act. In that
case we would need to go back to the requestor and say that it is not available.
However if the information is, for example, on a database the we would
be required to extract the relevant information.
Can a request be
made for the information to be available in a language of their choice or even
available in Braille?
Yes, any language including English and
Welsh. It also includes consideration of any disability issues for example making
the information available in Braille.
I understand that
the University are currently not charging for most requests. What if the information
is not already available in the format requested?
There could be a charge but only if it
was over the £450 threshold advised by the Government.
How do you know if
it will be over £450?
The Government has said that for any
search for information costing more than £450 (2 and half days at £25
per hour) the public authority can ask the requester if they wish to pay any
cost or narrow their search.
Who defines how much
we charge for information included in the Publication Scheme?
It is a decision made by the University
that at the moment information will be available free of charge.
If we receive a request
by e-mail for information to be sent electronically do we have to respond in
that format?
Yes, but only if it is in electronic
format. There is no need to create new records. If it is possible to
scan the information then the request could be given further consideration.
Do discussions at
the Examination Board come under FOI?
Yes, if it is general discussion.
If individuals can be identified then this would come under the Data Protection
Act.
Does the person making
the request have to give a reason?
No
What about
information on research?
Yes FOI Act applies. However,
with external funding there may be a contract in place dealing with confidentiality
or commercial sensitivity.
If the information
on research is to be published at a later date is there a time limit for how
long the exemption relating to information intending to be published applies?
There is no time limit attached to the
exemption. The important thing is that there is a genuine predetermined intention
to publish, prior to the request being received.
Is there a
limit to the information being retrospective?
No, if the information exists it should
be provided, subject to any exemption, whether it is in the department or service,
records centre or archive.
What is the
time limit?
20 working days.
Who checks to see
whether an exemption applies?
In the first instance the Assistant Regsitrar checks to see if an exemption applies and if necessary gives
consideration to the public interest test. The exemption is then signed off
by the Registrar.
What about
managing e-mails?
A request for information could be sent
by e-mail. Do not delete any e-mail without reading it to make sure that
it isn't an FOI request.
How does FOI affect
contracts?
There may be contractual obligations
such as confidentiality and commercially sensitive information which would apply.
However, we cannot offer our contractors a blanket confidentiality agreement
as this would not be consistent with FOI. The University has a standard FOI clause to insert in contracts which can be accessed here.
What about
a request for a large amount of information?
We can go back to the person requesting
the information and say that the search for information is estimated to take
more than 2 and a half days of work (£450) and ask them whether they wish
to pay the fee calculated or narrow their request.
What about
copyright?
We cannot use copyright as a reason not
to give out information. We are still able to send out the information even
though it may be subject to copyright. However we would need to make
absolutely clear to the requestor that making further copies of the information
could breach copyright legislation.
Will information
about strategies be subject to FOI?
All non personal information is covered
by FOI subject to any exemption that might apply. Some exemptions such as commercially
sensitive are also subject to the public interest test. Consideration will need
to be given to whether the public interest in disclosing the information is
greater than the public interest in with holding the information.
If a request
is sent to an e-mail address and the member of staff is on holiday what will
happen?
It is important that either the member
of staff arranges for e-mails to be forwarded to another member of staff for
action or an out of office reply gives details of where the requestor can get
assistance with the request.
Some members
of staff go on leave or extended periods away from the University is there an
exemption to help with dealing with requests sent to these staff?
No, we must make every effort to ensure
that the request is responded to promptly and with the 20 working days.